-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AeYPKNqKcnBvKOyXuMROsdPiUseiQojaXIuRX6ABV9cmu2r1duuAa60sBOxG1bId N/9TVej+Y0wfpNvpFuJC4A== 0000912057-01-000665.txt : 20010123 0000912057-01-000665.hdr.sgml : 20010123 ACCESSION NUMBER: 0000912057-01-000665 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010109 GROUP MEMBERS: LORENTZEN JOHN C GROUP MEMBERS: PENNY L. FILLMER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADVIEW MEDIA INC CENTRAL INDEX KEY: 0000073048 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 410641789 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-12969 FILM NUMBER: 1503897 BUSINESS ADDRESS: STREET 1: 4455 WEST 77TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128354455 MAIL ADDRESS: STREET 1: 4455 WEST 77TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST TELEPRODUCTIONS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LORENTZEN JOHN C CENTRAL INDEX KEY: 0001065946 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 35 W WACKER CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125585600 MAIL ADDRESS: STREET 1: 1205 S MAIN ST CITY: WHEATON STATE: IL ZIP: 60187 SC 13D/A 1 a2034793zsc13da.txt SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 4 ---------- BROADVIEW MEDIA, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 111382107 (CUSIP Number) JOHN C. LORENTZEN 35 WEST WACKER DRIVE CHICAGO, IL 60601 (312) 558-5600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) JANUARY 5, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: / / SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 111382107 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John C. Lorentzen ("Lorentzen"); Penney L. Fillmer ("Fillmer") - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Lorentzen: United States of America Fillmer: United States of America - -------------------------------------------------------------------------------- NUMBER OF SHARES 7. SOLE VOTING POWER - 178,300 BENEFICIALLY OWNED BY EACH PERSON WITH - -------------------------------------------------------------------------------- 8. SHARED VOTING POWER - 0 - -------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER - 178,300 - -------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER - 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Lorentzen and Fillmer, a married couple, jointly beneficially own 178,300 shares of Common Stock, par value $0.01 per share, of the Issuer ("Common Stock"). - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Lorentzen and Fillmer, a married couple, jointly beneficially own 178,300 shares of Common Stock which constitute approximately 13.1% of the outstanding shares of Common Stock. - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON -Lorentzen: IN; Fillmer:IN - -------------------------------------------------------------------------------- - 2 - ITEM 1. SECURITY AND ISSUER. This Schedule 13D relates to shares of Common Stock, par value $0.01 per share ("Common Stock"), of Broadview Media, Inc., (f/k/a Northwest Teleproductions, Inc.) a Minnesota corporation (the "Issuer"). The principal executive offices of the Issuer are located at 4455 West 77th Street, Minneapolis, Minnesota 55435. ITEM 2. IDENTITY AND BACKGROUND. (a) and (f). This Schedule 13D is filed by each of Lorentzen and Fillmer, each an individual and a citizen of the United States of America. (b) The residence address of Lorentzen and Fillmer is: 1205 S. Main Street Wheaton, IL 60187 (c)(i) Lorentzen is presently an attorney with Winston & Strawn, 35 West Wacker Drive, Chicago, Illinois 60601. Fillmer is presently an attorney but no longer practices law. (d) and (e) During the last five years, neither Lorentzen nor Fillmer (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Lorentzen and Fillmer, using a margin account, jointly purchased the shares with personal joint investment funds in the amount of $207,775.39. ITEM 4. PURPOSE OF TRANSACTION. Lorentzen and Fillmer, a married couple, jointly purchased the shares through a broker and intend to hold such securities for investment purposes. Lorentzen and Fillmer's beneficial ownership constitutes approximately 13.1% of the total outstanding shares of Common Stock. Based on this ownership, Lorentzen and Fillmer may decide to seek representation on the Board of Directors of the Issuer. Except as set forth in this Item 4, neither Lorentzen nor Fillmer has any current plans or proposals which relate to or would result in the types of transactions set forth in paragraphs (b) through (j) of the instructions for this Item 4. Lorentzen and Fillmer reserve the right to change their plans and intentions at any time, as they deem appropriate. Market conditions permitting, Lorentzen and Fillmer may acquire additional securities of the Issuer. - 3 - ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) Lorentzen and Fillmer, a married couple, jointly beneficially own 178,300 shares of Common Stock, which number of shares constitute approximately 13.1% of the total outstanding shares of Common Stock. (b) Lorentzen and Fillmer, a married couple, jointly have the sole power to direct the vote and disposition of the 178,300 shares of Common Stock. (c) Not applicable. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit 1: Agreement between Lorentzen and Fillmer Regarding Joint Filing. - 4 - SIGNATURE After reasonable inquiry and to the best of his or its knowledge and belief, the undersigned certifies that the information set forth in this Fourth Amendment to Schedule 13D is true, complete and correct. /s/ John C. Lorentzen ---------------------------------------- John C. Lorentzen Dated: January 8, 2001 - 5 - SIGNATURE After reasonable inquiry and to the best of his or its knowledge and belief, the undersigned certifies that the information set forth in this Fourth Amendment to Schedule 13D is true, complete and correct. /s/ Penney L. Fillmer ---------------------------------------- Penney L. Fillmer Dated: January 8, 2001 - 6 - EX-1 2 a2034793zex-1.txt AGREEMENT BETWEEN LORENTZEN & FILLMER EXHIBIT 1 AGREEMENT REGARDING JOINT FILING The undersigned, John C. Lorentzen and Penney Fillmer, agree that this Fourth Amendment to Schedule 13D, dated as of January 8, 2001 with respect to Broadview Media, Inc. (f/k/a Northwest Teleproductions, Inc.) is being filed on behalf of each of them individually. /s/ John C. Lorentzen - ----------------------------- John C. Lorentzen /s/ Penney L. Fillmer - ----------------------------- Penney L. Fillmer - 7 - -----END PRIVACY-ENHANCED MESSAGE-----